Aurum Small Cap Opportunities

Nine Rivers Capital Holdings Pvt Ltd
PMS Small Cap
Benchmark
S&P BSE 500 TRI
Inception Date
31 December 2012
SIP Available
No
STP Available
No

Investment Strategy

Investment Approach

**Evolving Market Dynamics and Strategic Adjustments for Investment Portfolios** The investment landscape is subject to continuous transformation driven by shifts in the macro-economic environment. These changes encompass evolving regulatory frameworks, policy updates, technological advancements, and alterations in consumer behavior. Concurrently, the market is experiencing a subtle yet significant evolution through the emergence of next-generation leadership and the adoption of new management philosophies. In response to these dynamic forces, portfolio management strategies will incorporate restructuring initiatives focused on optimizing balance sheet health and enhancing core business operations.

Investment Objective

A concentrated portfolio approach is employed, typically comprising 12 to 15 equity holdings. Investment is restricted to companies with a market capitalization not exceeding ₹5,000 crore, while maintaining a low portfolio turnover ratio.

Performance Returns

Returns as on 2025-12-31

Trailing Returns

Period Strategy Benchmark Outperformance
1 MONTH -3.80% -0.20% -3.60%
3 MONTHS -2.80% 5.00% -7.80%
6 MONTHS -8.50% 1.60% -10.10%
1 YEAR -9.80% 7.60% -17.40%
2 YEAR 2.00% 11.60% -9.60%
3 YEAR 18.50% 16.40% 2.10%
5 YEAR 22.50% 16.80% 5.70%
SINCE INCEPTION 25.13% 14.47% 10.66%

Calendar Year Performance

Year Return
CY 2025 -9.80%
CY 2024 15.20%
CY 2023 60.08%
CY 2022 1.17%
CY 2021 66.93%
CY 2020 48.80%
CY 2019 -14.59%
CY 2018 -24.43%
CY 2017 43.74%
CY 2016 2.53%
CY 2015 34.56%
CY 2014 138.51%
CY 2013 49.49%

Financial Year Performance

Year Return
FY 26_YTD 13.90%
FY 25 -4.00%
FY 24 61.92%
FY 23 -3.66%
FY 22 27.21%
FY 21 203.12%
FY 20 -47.54%
FY 19 -10.03%
FY 18 13.21%
FY 17 27.49%
FY 16 13.14%
FY 15 116.86%
FY 14 73.74%
FY 13 49.49%

Past performance is not indicative of future results. Returns are subject to market risks.

Fund Managers

Sandeep Daga

Managing Director & CIO

This individual brings a quarter-century of extensive experience in both public and private equity investments within the Indian market, with a particular emphasis on the mid-market segment. His prior engagements include serving on the boards of publicly traded and private equity-backed companies in an Independent Director capacity. Previously, he held the position of Partner at Frontline Ventures and led the B2B Investments division at ICICI Ventures. Academically, he holds a Master of Business Administration in Finance from NMIMS, Mumbai, and a Bachelor of Engineering from Amravati University. He possesses a robust network of professional and financial industry connections.

Ms. Pragati Khadse

Senior Portfolio Manager

With over two decades of comprehensive experience in public market investments spanning diverse industry sectors, the individual possesses a strong track record. Prior professional affiliations include esteemed institutions such as JP Morgan Services, Citi Investment Research, and IIFL Institutional Equities. Educational qualifications comprise an MBA in Finance from the Indian Institute of Management, Calcutta, and a Bachelor of Engineering from Amravati University.

Kunal Sabnis

Portfolio Manager

With over thirteen years of comprehensive experience in public market investments, encompassing both buy-side and sell-side engagements, the individual brings a proven track record. Previously at VEC Investments, their role was sector-agnostic, with a particular focus on mid and small-capitalization companies. The individual holds an MBA in Finance from Mumbai University and is a CFA Charterholder, certified by the CFA Institute, USA.

Portfolio Details

Portfolio Composition

Large Cap
0%
Mid Cap
0%
Small Cap
0%
Cash & Equivalent
0%

Top 5 Holdings

  • Undisclosed N/A
  • Undisclosed N/A
  • Undisclosed N/A
  • Undisclosed N/A
  • Undisclosed N/A

Top 5 Sectors

  • Auto & Auto Anc 19.00%
  • Consumer Discretionary 14.70%
  • IT / Tech 13.80%
  • Industrials 13.40%
  • Realty & Bld Products 9.60%

Portfolio Characteristics

total number of stocks
N/A
top 5 stocks percent
N/A
top 5 sectors percent
70.50%
average market cap
5500
portfolio age
13 Yrs, 0 Months
sip
Not Available
stp
Not Available

Fee Structure

Fixed Fee

AMC: 2%

Variable Fee

AMC: No Option

Hurdle: 10.00%

Profit Sharing: 20% over hurdle rate of 10%

Exit Load

Year 1: 3%

Year 2: 2%

Year 3: 1%

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Disclaimer

Returns are as of 2025-12-31. Returns for periods up to one year are not annualized. Returns for periods exceeding one year are annualized. Returns are computed using the Time Weighted Rate of Return (TWRR) methodology and are provided by the respective Asset Management Companies (AMCs). 'ND' denotes 'No Data', and 'NA' denotes 'Not Applicable'. The performance of the respective Benchmark Indices is presented above. Benchmark(s) are as defined in SEBI circular no. SEBI/HO/IMD/IMD-PoD-2/P/CIR/2022/172 dated December 16, 2022, APMI circular no. APMI/2022-23/02 dated March 23, 2023, and Revised Annexure-1.

This page is provided solely for general informational purposes in relation to the strategy and is based on publicly available information. While reasonable care has been taken to ensure accuracy, the information may not reflect the most recent updates.

Nothing on this page constitutes investment, financial, or legal advice. Investment decisions should be made after consulting a qualified advisor and reviewing official scheme documents.

Last Updated: January 2026 · Published by Affluense AI (affluense.ai)